Austin C. Chen
Senior Attorney
Personal Profile
Attorney Austin C. Chen is a passionate advocate for investor rights, specializing in recovering losses and seeking justice for clients through litigation. His primary practice focuses on representing investors in arbitrations before the Financial Industry Regulatory Authority (FINRA). To date, he has handled thousands of arbitration and securities cases, recovering over $200 million in compensation for his clients.
As a seasoned attorney and collaborator with other legal professionals, Austin C. Chen has achieved final awards in over 50 FINRA arbitration cases. He is widely recognized for his focus and professionalism in the courtroom and is regarded as one of the most trusted attorneys in the field of securities arbitration.
Notable successes include:
* **2022:** Represented clients in the UBS YES Strategy case, successfully recovering $2 million in damages and nearly $1 million in attorney’s fees—a rare victory in such cases.
* **2018 and 2015:** Successfully recovered $4.2 million and $2.5 million, respectively, from UBS for clients in matters related to Puerto Rico bonds.
With over a decade of experience in this area, Austin C. Chen has recovered more than $100 million in investor losses. He has successfully handled complex international securities disputes involving major financial institutions such as Morgan Stanley, Citigroup, and the Royal Bank of Canada, securing substantial settlements and punitive damages.
Beyond courtroom victories, Austin C. Chen has resolved hundreds of cases through settlements. While some settlement details remain confidential, the total recoveries he has secured for clients exceed $200 million.
Leveraging his extensive arbitration experience and deep understanding of securities law, Austin C. Chen is a results-driven attorney who provides strong legal support for investors and is unwavering in his commitment to achieving the best possible outcomes.
